Excuse me, are you Homo duplex?

If someone stops you in the middle of the street and asks the above question, do not panic!

Homo duplex is Latin for “the double human.” It implies that all humans have two closely related but very distinct sides to their being. The distinction between these two sides is sometimes experienced with such sharpness that we may even say that there are two distinct beings in each human. Each self, then, is double.

The easiest way to understand human duality is to experience it directly, by looking within oneself. If each of us is really double, then it would mean that there are two of me; let’s call them I and myself. There are also two of you; let’s call them you and yourself. When you look within yourself, do you find a duality or do you see a unity? If you said unity, look again. Then ask yourself: Who is looking? You, of course. Who is being looked at? Yourself.

This is not a psychic illusion, nor a play on words. Humans really are double beings, though the vast majority of us are veiled from this reality. To say that each human is double is to recognize that there is both the observer and the observed within each of us. There is a being in me that thinks, speaks, and acts, and another being in the background that watches me think, speak, and act. For most people, the observer in the background remains unperceived, undetected, and therefore non-existent. In fact, the observer cannot be directly observed at all; it takes alterness and practice to still the observed self so that the observing self is allowed to emerge spontaneously.

There are many ways of describing the observer and the observed, and a great deal of overlap, and hence confusion, in the terminology. Let’s look at some of the terms used. The Qur’an, for instance, uses the word “nafs” with a variety of connotations and nuances of meaning. In the Islamic scholarly tradition, different authorities have interpreted this word variously, depending on their immediate purpose as well as the overall linguistic-semantic context in which they were writing. Nafs is often translated as soul or self, but these words remain inadequate without lengthy explanations. The Qur’an also uses the word “ruh,” or spirit, which is related to the Hebrew word “ruah,” meaning breath, air, or wind. The word nafs is frequently contrasted with ruh, though nafs is also related to “nafas,” which means breath.

In referring to the divine spirit in the human individualal, Rumi frequently uses the Persian word “jan,” which literally means life. The relationship of this word with the Biblical reference to the “breath of life” and the Islamic notion of divine breath, or nafas al-Rahman (breath of the All-Merciful) is clear enough. The word “life” is being used metaphorically in this context, as in “spiritual life.” Any confusion of “jan” with life as a biological category should therefore be avoided.

Muhammad Iqbal, perhaps the most important Muslim thinker to have contributed in this area of inquiry in recent times, had to face a similar problem of terminology. In his Urdu and Persian poetry, he chose the Persian word “khudi,” which had, till then, a very negative connotation of selfishness and egotism. The fact that Iqbal single-handedly changed the connotations of this word is a testimony to the popularity and influence of his poetry. In his English prose, however, Iqbal had to deal with a different dilemma.  Both “self” and “ego” already had a long history in the works of Western philosophers and psychologists; Iqbal had to go to extraordinary lengths in order to distinguish his ideas from those of his Western predecessors and contemporaries. Yet, it is difficult to say that Iqbal has been fully understood in either the East or the West.

In the second lecture/chapter of his “Reconstruction,” Iqbal uses language that seems not only to affirm the notion of Homo duplex but also to confirm the distinction made above between an observing self and an observed self. Iqbal writes:

. . . the self in its inner life moves from the centre outwards. It has, so to speak, two sides which may be described as appreciative and efficient. On its efficient side it enters into relation with what we call the world of space. The efficient self is the subject of associationist psychology – the practical self of daily life in its dealing with the external order of things . . . .   The time in which the efficient self lives is, therefore, the time of which we predicate long and short. It is hardly distinguishable from space.  . . . Existence in spatialized time is spurious existence.

For Iqbal, the “efficient self” is the “practical self of daily life.” Throughout the day, as I think, speak, and act in order to carry out the routines of my practical life, as I brush my teeth, drive my car, talk with co-workers or friends, watch a movie, or play a game of chess, I am fully identified with my efficient self. I constantly use the first person pronoun to refer to the acts, motives, and desires of this efficient self. Yet, as Iqbal notes, the efficient self exists only in serial time, i.e., in time that we imagine as a straight line divisible into past, present, and future. The existence enjoyed by the efficient self is therefore “spurious.” Even though the efficient self is a tool that is absolutely necessary for human growth and fulfillment, it is, in the final analysis, unreal–just like the serial time in which it operates. Iqbal continues:

A deeper analysis of conscious experience reveals to us what I have called the appreciative side of the self. With our absorption in the external order of things, necessitated by our present situation, it is extremely difficult to catch a glimpse of the appreciative self. In our constant pursuit after external things we weave a kind of veil round the appreciative self which thus becomes completely alien to us. It is only in the moments of profound meditation, when the efficient self is in abeyance, that we sink into our deeper self and reach the inner centre of experience.

One of the great insights of Buddhist teachers is that the human being has “no self,” and that a great deal of suffering results from the illusion that the self is real. Iqbal fully agrees with this insight, adding only that the “no self” doctrine of Buddhism applies to the efficient self that operates in the practical world of everyday reality, i.e., within the limitations of serial time. Its existence, indeed, is “spurious.” Beyond this spurious self and its so-called “reality,” however, there lies the appreciative self which enjoys true existence in the world of pure duration. In our day-to-day lives we are so overwhelmed with the incoming flow of sens data and with our constant pursuit of things and experiences that the appreciative self simply becomes unavailable, drowned as it were in a deluge of distractions. In deep states of meditation the efficient self is stilled and silenced, which allows the manifestation of the appreciative self. What Buddhist teachers call “pure consciousness” is what Iqbal identifies in the above passage as the “inner center of experience.” According to Iqbal, the distinctive feature of our experience as the appreciate self is unity.

In the life-process of this deeper ego the states of consciousness melt into each other. The unity of the appreciative ego is like the unity of the germ in which the experiences of its individual ancestors exist, not as a plurality, but as a unity in which every experience permeates the whole. There is no numerical distinctness of states in the totality of the ego, the multiplicity of whose elements is, unlike that of the efficient self, wholly qualitative. There is change and movement, but change and movement are indivisible; their elements interpenetrate and are wholly non-serial in character. It appears that the time of the appreciative-self is a single “now” which the efficient self, in its traffic with the world of space, pulverizes into a series of “nows” like pearl beads in a thread. Here is, then, pure duration unadulterated by space.

Again, Iqbal’s description–based on his reading of the Qur’an–appears to be in great sympathy with the Buddhist view of the nature of pure consciousness that lies beyond the flux of thoughts and sensations. For Iqbal, pure duration is experienced as an indivisible, un-analyzable unity; the whole of experience is present in each of its parts, and hence there is no perception of separateness, discontinuity, or interruption in the flow of experience. Time is no longer a straight line that can be divided neatly into past, present, and future, but forms a series of “nows” that are, despite themselves, uncontaminated by plurality. This absolute, total sense of unity can be so profound that some mystics may describe it as absolute and total “nothingness.” Such description will be entirely acceptable to Iqbal, so long as he can point out that “nothingness” here stands for the total lack of “thingness,” i.e., an absence of boundaries that are normally responsible for our sense of distinct entities being separated by empty space.

Returning to the problem of terminology, let us note that Iqbal frequently uses the word “ego” in ways that differ from its common, contemporary usage. Unlike Iqbal, most contemporary writers -particularly those who are influenced by the Buddhist tradition–almost always use the word “ego” in a negative sense. In their usage, the ego represents our normal sense of personal identity that functions well in the world of forms but which is also the source of much of our neurotic patterns of thinking and acting.  Most of human suffering, in this view, is the result of our taking this ultimately false sense of egohood too seriously and of investing its fleeting patterns with too much reality and permanence. This usage of the word “ego” is virtually the same as Iqbal’s usage of the term “efficient self.”

Similarly, when words like “selfishness” or “selflessness” are employed in ordinary discourse, or when Islamic authorities emphasize the need to overcome or transcend one’s “nafs,” we should be aware that it is the “ego” in the above sense that is being implicated.

Finally, in Buddhism inspired writings the term “attachment” frequently shows up, where it relates to the tenacious quality of relationships that the ego establishes with things and people within the world of forms. In Iqbal’s language, these are the relationships that the efficient self establishes with things and people while operating within serial time. In both cases, “attachment” is a potentially neurotic phenomenon that can be recognized as such only through great inner awareness; it emerges due to an over-identification with the ego or the efficient self, and dissipates insofar as we learn to experience pure consciousness or as we “sink into our deeper self and reach the inner center of experience.”

Each of us, then, is a Homo duplex.  To recognize our inner being as double is simultaneously a great and a humble achievement. It is great because all subsequent insights are already contained in this discovery; it is humble because it is only the first and the very basic step in the journey.

3 Comments on “Excuse me, are you Homo duplex?

  1. Your reflection on Iqbal’s distinction between the efficient and appreciative selves is, at the risk of sounding efficient, very handy. I haven’t read Iqbal so cannot comment on your interpretation. Let me just extend it–it recalls, for me, the distinction Bellah and colleagues drew between instrumental and expressive orientations of the self (Habits of the Heart). I like the term efficient, for it implies motion mindfully in pursuit of a goal. I might take issue with its metaphysical inferiority (is this an apt encapsulation?) to the appreciative side, but far more interesting is that fact that relevantly similar distinctions arose in considerably different cultural contexts. Thank you for taking the time to limn the distinction.

  2. Thanks, Stewart, for your comments. I wasn’t familiar with Bellah’s distinction, so I had to go and find the relevant passages in “Habits of the Heart.”

    It seems to me that the distinction made by Bellah and colleagues is a sociological one. They are referring to two types of individualism, expressive and utlitarian. On the other hand, I suspect that Iqbal’s distinction is phenomenological; he is referring to a split in the consciousness that is to be experienced by the individual from within.

    Now, I admit that there is some connection between Iqbal’s efficient self and Bellah’s utilitarian mode, but Iqbal’s appreciative self does not appear to be very expressive.

    Let me say that I am making no claim of having understood Iqbal either. In fact, what I am trying to do through this blog is loud thinking, in the hope that real Iqbal scholars will note my errors and help me out.

  3. May I suggest reading Thorstein Veblen’s “Christian Morals and the Competitive System”, as he described “homo duplex” from a western perspective, and deeper than anyone, IMO. Here’s a link to Rick Tilman’s ideas of Veblen’s “homo duplex”

    Click to access jei-36-1-6.pdf

    Lloyd

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